-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GxflpNd8mbZbm39abaGbGPG6hMeo57LmDIKCO/t68enSQq1rPU2JT3pXl89Sqi1x I4xAnX4PQ7pvRVqrH5vdhQ== 0000895527-96-000024.txt : 19960308 0000895527-96-000024.hdr.sgml : 19960308 ACCESSION NUMBER: 0000895527-96-000024 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960307 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST CHARTER CORP /NC/ CENTRAL INDEX KEY: 0000717306 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 561355866 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-37217 FILM NUMBER: 96531977 BUSINESS ADDRESS: STREET 1: 22 UNION ST N CITY: CONCORD STATE: NC ZIP: 28026 BUSINESS PHONE: 7047863300 MAIL ADDRESS: STREET 1: 22 UNION ST N CITY: CONCORD STATE: NC ZIP: 28025 FORMER COMPANY: FORMER CONFORMED NAME: FIRST CHARTER CORP/NC/ DATE OF NAME CHANGE: 19841128 FORMER COMPANY: FORMER CONFORMED NAME: CONCORD NATIONAL INC DATE OF NAME CHANGE: 19840816 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BLACK KYLE E CENTRAL INDEX KEY: 0000936838 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1 ACORN LANE CITY: SALISBURY STATE: NC ZIP: 28144 BUSINESS PHONE: 7046332031 MAIL ADDRESS: STREET 1: 1 ACORN LANE CITY: SALISBURY STATE: NC ZIP: 28144 SC 13D/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) FIRST CHARTER CORPORATION (Name of Issuer) COMMON STOCK, PAR VALUE $5.00 PER SHARE (Title of Class of Securities) 319439105 (CUSIP Number) Kyle E. Black 1 Acorn Lane SALISBURY, NORTH CAROLINA 28144, (704) 633-2031 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) DECEMBER 21, 1995 (Date of Event Which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box: [ ]. Check the following box if a fee is being paid with the statement: [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. The total number of shares reported herein is 230,775 shares, which constitutes approximately 3.7% of the total number of shares outstanding. All ownership percentages set forth herein assume that at December 21, 1995, there were 6,236,014 shares outstanding. (Continued on following pages) CUSIP No. 319439105 _______________________________________________________________ 1) Names of Reporting Persons/S. S. or I. R. S. Identifi- cation Nos. of Above Persons: Kyle E. Black, M.D. ###-##-#### _______________________________________________________________ 2) Check the Appropriate Box if a Member of a Group (See Instructions): (a) (b) _______________________________________________________________ 3) SEC Use Only: _______________________________________________________________ 4) SOURCE OF FUNDS* 00 _______________________________________________________________ 5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(E). _______________________________________________________________ 6) Citizenship or Place of Organization: United States of America _______________________________________________________________ Number of (7) Sole Voting Power: 128,375 Shares Bene- ficially (8) Shared Voting Power: 102,400 Owned by Each Report- (9) Sole Dispositive Power: 128,375 ing Person With (10) Shared Dispositive Power: 102,400 _______________________________________________________________ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 230,775 _______________________________________________________________ 12) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions): _______________________________________________________________ 13) Percent of Class Represented by Amount in Row 9: 3.7% _______________________________________________________________ 14) Type of Reporting Person (See Instructions): IN _______________________________________________________________ Pursuant to Rule 13d-1 of Regulation 13D-G of the General Rules and Regulations under the Securities Exchange Act of 1934, as amended (the "Act"), the undersigned hereby files this Amendment No. 1 to Schedule 13D Statement dated February 14, 1996, relating to the Common Stock, par value $5.00 per share (the "Common Stock"), of First Charter Corporation (the "Company"). Item 1. SECURITY AND ISSUER. No Change Item 2. IDENTITY AND BACKGROUND. Information regarding the identity and background of the persons reporting pursuant to this Schedule 13D statement (together, the "Reporting Person") are as follows: (a) The name of the Reporting Person is Kyle E. Black. (b) The residence address of the Reporting Person is 1 Acorn Lane, Salisbury, North Carolina 28144. (c) The Reporting Person currently is a retired physician. (d) The Reporting Person has not, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or other similar misdemeanors). (e) The Reporting Person has not, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and the Reporting Person is not or has not been subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) The Reporting Person is a citizen of the United States of America. Item 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. No Change Item 4. PURPOSE OF TRANSACTION. No Change Item 5. INTEREST IN SECURITIES OF THE ISSUER. (a) The Reporting Person beneficially owns 230,775 shares of Common Stock, or 3.7% of the number of shares outstanding on December 21, 1995. (b) The number of shares of Common Stock reported as beneficially owned by the Reporting Person in this Schedule 13D statement includes 79,476 shares owned directly by Dr. Black and 48,899 shares held in his wife's estate as to which he has sole voting and investment powers; and an aggregate of 102,400 shares held in two trusts of which Dr. Black is a co- trustee, as to which he has shared voting and investment powers with his sister, Hazel Black Linn, co-trustee. (c) The Reporting Person has not engaged in any transactions in the common stock of the Issuer during the 60 days preceding the filing of this Amendment No. 1 to Schedule 13D. This Amendment is being filed for the sole purpose of indicating that the Reporting Person's percentage ownership of the Issuer's Common Stock has decreased to 3.7% as the result of the Issuer's issuance of common stock in connection with a merger consummated on December 21, 1995. (d) Dr. Black has the right to receive dividends from, or the proceeds from the sale of, (i) the shares of Common Stock owned directly by him and (ii) the shares of Common Stock held by the trust of which he is beneficiary. The beneficiary of the second trust, Mrs. Linn, has the right to receive dividends from, or the proceeds from the sale of, the shares of Common Stock held by that trust, and his wife's estate (of which he is executor and beneficiary) has the right to receive dividends from, or the proceeds from the sale of, the shares of Common Stock held therein. (e) December 21, 1995. Item 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. No Change Item 7. MATERIAL TO BE FILED AS EXHIBITS. No Change After reasonable inquiry and to the best of my knowledge and belief, that the information set forth in this statement is true, complete and correct. February 29, 1996 \s\ KYLE E. BLACK, M.D. Kyle E. Black, M.D. -----END PRIVACY-ENHANCED MESSAGE-----